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The Notes You Don’t Play: An Empirical Analysis of the Ninth Circuit’s Filtration Problem in Music Copyright Cases
Robert D. Capodilupo
Article

  The full text of this Article may be found here.

34 Fordham Intell. Prop. Media & Ent. L.J. 227 (2024).

Article by Robert D. Capodilupo*

 

ABSTRACT

 

[T]

he Ninth Circuit’s approach to music copyright cases has failed to provide artists with a clear landscape of the boundaries of copyright protection for creative works. Perhaps most disconcerting is the doctrine’s lack of rigid guidance as to which elements of a composition are protected by copyright. Since the court’s controversial ruling in Williams v. Gaye, which showcased the court’s failure to differentiate between protectable and unprotectable musical elements, the literature has taken a greater interest in analyzing the effects of this muddied doctrine. In their 2019 article, Christopher Jon Sprigman and Samantha Fink Hedrick theorize how the doctrine of the Ninth Circuit creates a “filtration problem” that allows weak copyright claims to pass through the court’s analysis and expose juries to irrelevant, potentially confounding, elements of a song. However, no one has yet quantified the effects of the filtration
problem.

To fill this gap in the literature, this study conducts original quasi-experimental research to observe the extent to which mock jurors’ assessments of substantial similarity in musical compositions varies based on the elements included in the audio representations of compositions they listen to. Participants were randomly assigned to assess either a high-similarity song-pair or a low-similarity songpair. Within each group, different audio representations of the songs were presented, representing varying levels of filtration. Participants who listened to the most-filtered representation, the piano reduction, when assessing the low-similarity song-pair, were less likely to find similarity between the songs that those who listened to the commercial recordings. Conversely, for the high-similarity song-pair, those who heard the piano reductions were more likely to think the songs were substantially similar compared to those in the recording group.

The results of this study suggest that the effectiveness of filtration depends on the relative similarities of the elements filtered and those that remain across audio representations. The piano reduction, as the most-filtered representation, appeared to be a valuable tool for highlighting protectable elements and removing irrelevant factors that could confound jurors’ assessments. Based on these findings, this Article recommends that the Ninth Circuit adopt piano reductions as the standard audio representation for compositions played in music copyright trials. By doing so, the court can mitigate the detrimental effects of the filtration problem, making it more difficult for plaintiffs with compositionally dissimilar songs to succeed on copyright claims while simultaneously strengthening the claims of musician-plaintiffs against genuine instances of copying.


* Judicial Law Clerk, U.S. District Court for the Southern District of Florida. J.D., Yale Law School; M.Phil., Magdalene College, University of Cambridge; A.B. magna cum laude in Government, Harvard College. The Yale University HRPP Institutional Review Board approved this study’s experimental design (Protocol 2000035146) on April 27, 2023. I would like to thank the Oscar M. Ruebhausen Fund for its generous financial support of this study; Professor Ian Ayres for supervising this research; Alasdair MacKenzie and Chris Haley for their assistance in preparing the survey instrument and serving as “expert witnesses”; Coleman Strine and the IPLJ editorial staff for their hard work throughout the revision process; Yosvany Terry, Rob Wheeler, and Dave Stejna for cultivating my love of music; and Professor Akhil Reed Amar, Professor Saikrishna Prakash, Professor Jed Rubenfeld, and the Honorable Roy K. Altman for cultivating my love of law. All views expressed are mine and do not represent the opinions of the federal judiciary.